LOMA Code of Professional Ethics

• The Designee shall discharge all duties with honesty, integrity, objectivity, fairness, and professionalism.
  
  
• The Designee shall deal with others in a manner in which he or she would want to be dealt with by others.
  
  
• The Designee shall place the public interest above his or her own interest.
  
  
• The Designee shall continually strive to master all aspects of his or her business and to improve his or her professional knowledge and skills.
  
  
• The Designee shall diligently strive to ascertain clients’ best interests and seek to ensure that these interests are met.
  
  
• The Designee shall respect clients’ privacy and the confidentiality of information they provide, within the constraints of the law.
  
  
• The Designee shall comply with the spirit and letter of the law in all his or her activities.
  
  
• The Designee shall hold his or her professional designation proudly and seek to enhance the reputation of the designation, as well as the financial services industry, in every way.